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SRA Standards and Regulations

November 2019 Edition
Solicitors Regulation Authority
Availability: Forthcoming

The new SRA Standards and Regulations sets out the requirements that solicitors are expected to adhere to when practising, working with clients and in the public interest. The significant changes in this new edition include the division of the single Code of Conduct in to one for individuals and one for entities and the removal of restrictions on where solicitors can practise. This text is essential reading for all solicitors to ensure that they are complying with the rules set down by the Solicitors Regulation Authority.

SRA Standards and Regulations contains:

  • SRA Principles
  • SRA Code of Conduct for Solicitors, Registered European Lawyers (RELs) and Registered Foreign Lawyers (RFLs)
  • SRA Code of Conduct for Firms
  • SRA Accounts Rules
  • SRA Application, Notice, Review and Appeal Rules
  • SRA Assessment of Character and Suitability Rules
  • SRA Authorisation of Firms Rules
  • SRA Authorisation of Individuals (Amendment) Regulations
  • SRA Education, Training and Assessment Provider Regulations
  • SRA Financial Services (Conduct of Business) Rules
  • SRA Financial Services (Scope) Rules
  • SRA Overseas and Cross-Border Practice Rules
  • SRA Regulatory and Disciplinary Practice Rules
  • SRA Statutory Trust Rules
  • SRA Roll, Registers and Publication Regulations
  • SRA Transparency Rules
  • SRA Compensation Fund Rules
  • SRA Indemnity Insurance Rules
  • SRA Glossary
  • SRA Glossary for SRA Compensation Fund Rules and SRA Indemnity Insurance Rules (including the MTC).

Contents

  1. • SRA Principles
  2. • SRA Code of Conduct for Solicitors, RELs and RFLs
  3. • SRA Code of Conduct for Firms
  4. • SRA Accounts Rules
  5. • SRA Application, Notice, Review and Appeal Rules
  6. • SRA Assessment of Character and Suitability Rules
  7. • SRA Authorisation of Firms Rules
  8. • SRA Authorisation of Individuals Regulations
  9. • SRA Education, Training and Assessment Provider Regulations
  10. • SRA Financial Service (Conduct of Business) Rules
  11. • SRA Financial Services (Scope) Rules
  12. • SRA Overseas and Cross-Border Practice Rules
  13. • SRA Regulatory and Disciplinary Procedure Rules
  14. • SRA Statutory Trust Rules
  15. • SRA Roll, Registers and Publication Regulations
  16. • SRA Transparency Rules
  17. • SRA Compensation Fund Rules
  18. • SRA Indemnity Insurance Rules
  19. • SRA Glossary
  20. • SRA Glossary for SRA Compensation Fund Rules and SRA Indemnity Insurance Rules (including the MTC)
  21. • SRA Indemnity Rules 2012
  22. • SRA Indemnity Enactment Rules 2012

£30.00

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Category

Regulation and compliance

Published

02/12/2019

Publisher

The Law Society

ISBN

9781784461331

Format

Paperback
208 Pages