Regulation and compliance


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SRA Standards and Regulations

November 2019 Edition
Solicitors Regulation Authority

The new SRA Standards and Regulations sets out the requirements that solicitors are expected to adhere to when practising, working with clients and in the public interest. The significant changes in this new edition include the division of the single Code

January 2020

ISBN: 9781784461331

£30.00

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Compliance and Ethics in Law Firms

2nd Edition
Tracey Calvert

This essential reference book provides guidance on compliance for non-lawyers and support staff (such as COFAs, paralegals and learning and development staff) working in SRA-authorised law firms. It provides detailed information on how to comply with SRA codes and maintain a good relationship with the regulator.

December 2019

ISBN: 9781784461157

£60.00

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The Solicitor's Handbook 2019

Gregory Treverton-Jones, QC, Nigel West, Susanna Heley and Robert Forman

The Solicitor’s Handbook is a comprehensive guide to the regulations governing the conduct of solicitors. The 2019 edition has been updated to take account of all the key regulatory developments which have taken place since the publication of the 2017 edition, and in particular the major changes that are being introduced in SRA Standards & Regulations.

September 2019

ISBN: 9781784461010

£100.00

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SRA Handbook

December 2018 edition
Solicitors Regulation Authority

The SRA Handbook sets out the standards and requirements that all practising solicitors must adhere to when working with clients. It covers all of the SRA compliance requirements including the Code of Conduct, the Accounts Rules and the other rules of professional conduct and includes the latest changes and obligations in version 21 (6 December 2018).

May 2019

ISBN: 9781784460952

£39.95

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Data Protection Toolkit

2nd Edition
Alison Matthews

The Data Protection Toolkit, 2nd edition offers updated advice on how to keep your practice compliant with the EU General Data Protection Regulation, which became law in the UK as the Data Protection Act in May 2018.

April 2019

ISBN: 9781784460884

£65.00

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Solicitors and Money Laundering

4th Edition
Peter Camp and Amy Bell

User-friendly and practical, this book provides an overview of the substantive law and guidance on reporting suspicions, managing money laundering procedures and spotting money laundering activities in a solicitor’s practice, as well as the full text of the Anti-Money Laundering Guidance for the Legal Sector, making it an essential resource for ensuring compliance.

August 2018

ISBN: 9781784460792

£79.95

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Anti-Money Laundering Toolkit

2nd Edition
Alison Matthews in association with the Law Society's Risk and Compliance Service

The Anti-Money Laundering Toolkit will provide you with practical know-how about combating money laundering and contains checklists, forms, policies and other templates to help you demonstrate compliance, all of which are contained on the accompanying CD to enable easy customisation.

May 2018

ISBN: 9781784460785

£59.95

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EU General Data Protection Regulation

James Castro-Edwards

The EU General Data Protection Regulation (GDPR) became law in the UK as the Data Protection Act in May 2018. This legislation guide breaks down and analyses what this means for both your firm's own data and that of the clients you advise.

August 2017

ISBN: 9781784460778

£59.95

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Criminal Finances Act 2017

Hugo Daniel Lodge

Criminal Finances Act 2017 is a legislation guide which explains how the Criminal Finances Act (which amends the Proceeds of Crime Act 2002) affects your clients' businesses, how your firm can advise on it, as well as the effects it has on your own firm.

August 2017

ISBN: 9781784460914

£59.95

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Solicitors' Accounts Manual

14th Edition
Solicitors Regulation Authority

This edition of the Solicitors' Accounts Manual takes account of changes to the Accounts Rules since June 2015 (Versions 15-18 of the SRA Handbook).

December 2016

ISBN: 9781784460563

£34.95

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COLPs Toolkit

2nd Edition
Michelle Garlick

This essential toolkit contains draft policies, procedural checklists and other instruments to assist practitioners in demonstrating due diligence and remaining fully compliant with the SRA Handbook.

September 2016

ISBN: 9781784460457

£59.95

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The Future of the In-house Lawyer

General Editor: Richard Tapp

This special report offers a collection of essays by in-house counsel from a variety of different types of organisations. It will be of interest to all in-house lawyers, regardless of where they work or their role within their organisation.

April 2016

ISBN: 9781784460525

£79.00

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The Solicitors Disciplinary Tribunal

Nigel West and Susanna Heley

This book provides a unique step-by-step guide to the law and practice of the Solicitors Disciplinary Tribunal, from the issue of proceedings through to appeal. Its practical approach will help anyone who wishes to avoid the common pitfalls faced by unfamiliar users of the Tribunal.

December 2015

ISBN: 9781907698958

£125.00

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COFAs Toolkit

Jeremy Black, Law Society's Risk and Compliance Service

The Legal Services Act 2007 requires every firm to appoint a Compliance Officer for Finance and Administration (COFA). This toolkit provides practical assistance to implement and oversee systems for compliance in relation to the Accounts Rules, including payment authorisation forms, draft undertakings and more.

June 2012

ISBN: 9781907698477

£59.95

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Anti-Bribery Toolkit

Amy Bell, The Law Society's Risk and Compliance Service

The statutory definition of 'bribery' means that commercial organisations must review their procedures and look to their lawyers for the development of policies and training to establish anti-corruption safeguards. This toolkit contains a mixture of draft policies, procedural checklists and other instruments demonstrating due diligence to assist practitioners.

April 2012

ISBN: 9781907698347

£59.95