AVAILABLE TO PRE-ORDER. This handbook provides specialist guidance on how to comply with financial sanctions regimes and what to do when faced with a potential sanctions breach by a client or within a firm. The Sanctions and Anti-Money Laundering Act 2018 is discussed in detail as well as recent guidance from the government and the SRA.
Through a series of questions and answers, covering common to complex issues, this new edition provides practical guidance on points that those tasked with risk and compliance in their firm or business need to consider and respond to quickly.
NOW AVAILABLE New book, Data Protection, Privacy and Information Law provides clear and accessible step by step guidance on the numerous aspects of information law commonly encountered by legal practitioners.
SRA Investigations is a comprehensive step-by-step guide to the law and practice relating to investigations by the SRA.
This new edition will provide you with practical know-how about combatting money laundering and contains checklists, forms, policies and other templates to help you demonstrate compliance, all of which are available to download to enable easy customisation.
Written in an easily accessible Q&A format, this book offers assistance to those regulated by the SRA or employed in SRA-regulated firms. It gives insight into the risk management of conflicts of interests as well as the duties relating to confidentiality and disclosure. All information is presented in a user-friendly manner, providing a clear examination of the main considerations, offering compliance tips designed to mitigate risk.
Through a series of questions and answers, this book will assist solicitors employed by non-solicitor employers to understand and manage their regulatory and ethical duties.
The Solicitor’s Handbook is a comprehensive and user-friendly guide to the common law and regulations governing the conduct of solicitors. The 2024 edition has been updated to take account of all the key developments which have taken place since the publication of the 2022 edition.
The SRA Standards and Regulations is essential reading for all solicitors to ensure that they are complying with the rules set down by the Solicitors Regulation Authority. Many of the standards and regulations have been updated since the last edition and this latest book is updated with all the changes approved by the Legal Services Board in December 2023.
Cyber security is a central issue for legal services providers, their insurers and regulators. This second edition of Cyber Security Toolkit has been fully revised and updated to cover current cyber security threats and best practice approaches.
This book provides a unique step-by-step guide to the law and practice of the SDT, from the issue of proceedings through to appeal. Its practical approach will help anyone who wishes to avoid the common pitfalls faced by unfamiliar users of the Tribunal.
This essential text explains what the UK GDPR means both for firms’ own personal data and the personal data of the clients they advise.
This book sets out the relevant financial crime legislation and regulations, alongside practical guidance on how to embed the requirements in your firm.
The fourth edition of Solicitors and the Accounts Rules has been extensively revised and updated to reflect the implementation of the SRA Standards and Regulations in November 2019.
This book is a practical guide to what retained EU law is and how it functions, illustrated with case studies and examples, explaining the key issues for practitioners in a clear and accessible way. It is essential knowledge for lawyers following the UK’s withdrawal from the EU. The book gives the practitioner the tools they need to apply the new domestic framework introduced by the European Union (Withdrawal) Act 2018 in their area of law. For international orders, please call +44 370 850 1422
The COLPs Toolkit contains the essential checklists, forms, policies and other documentation that a COLP needs to perform their role in a handy single volume.
Assessing and Addressing Risk and Compliance in Your Law Firm is essential reading for all law firms to ensure they are compliant and risk averse.
This toolkit will help COFAs and anyone working in the accounts department of a law firm to implement and oversee systems to ensure compliance with the SRA Accounts Rules.
Regulation and In-House Lawyers is a resource for lawyers working in-house for organisations which are not authorised by the SRA. This second edition has been fully updated to reflect the major regulatory changes which have been introduced by the SRA.
This essential reference book provides guidance on SRA regulations for non-lawyers working in law firms and for those who are responsible for ensuring that they comply with the SRA’s rules.
The Data Protection Toolkit, 2nd edition offers updated advice on how to keep your practice compliant with the EU General Data Protection Regulation, which became law in the UK as the Data Protection Act in May 2018.
User-friendly and practical, this book provides an overview of the substantive law and guidance on reporting suspicions, managing money laundering procedures and spotting money laundering activities in a solicitor’s practice, as well as the full text of the
Criminal Finances Act 2017 is a legislation guide which explains how the Criminal Finances Act (which amends the Proceeds of Crime Act 2002) affects your clients' businesses, how your firm can advise on it, as well as the effects it has on your own firm.
This handy book demonstrates how to plan, manage and evaluate the effectiveness of your firm's training programme. Designed to help your firm meet the continuing competence requirements, it provides a suite of tools to help with every aspect of training.
