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Regulation and compliance

Regulation and compliance books published by the Law Society give solicitors and compliance professionals the practical guidance they need to meet obligations and demonstrate proactive compliance to both regulators and insurers.

With heightened regulatory scrutiny and complex risk situations, you need to be sure you can find the right information at the right time. Our books cover SRA Standards and Regulations, anti-money laundering, data protection, conflicts, risk management and more. The Law Society works closely with practising solicitors and regulatory specialists to bring you clarity on the most up-to-date guidance on law firm compliance. 

Suitable for private practice and in-house teams, the Law Society publishes titles to help you and your company remain compliant. 

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  • UK General Data Protection Regulation

    UK General Data Protection Regulation


    2nd edition

    30 November 2026

    £95.00
    Available to pre-order The UK General Data Protection Regulation (UK GDPR) and the Data (Use and Access) Act 2025 introduce significant changes that organisations and legal professionals must...
  • Owning Up to Mistakes

    Owning Up to Mistakes


    1st edition

    31 March 2026

    £90.00
    Out now Mistakes happen — even in the most meticulous legal practices. What matters is how you respond. This ground breaking guide fills a critical gap in the risk and compliance space by focusing on...
  • Legal Training Handbook 2nd edition paperback cover – published by The Law Society

    Legal Training Handbook, 2nd edition

    23 February 2026

    £120.00
    The Legal Training Handbook Melissa Hardee The Legal Training Handbook is an essential resource for any firm or organisation employing solicitors. It provides a comprehensive, practical guide to...
  • Sanctions Handbook paperback cover – published by The Law Society

    Sanctions Handbook

    30 June 2025

    £135.00
    OUT NOW This timely and essential book is an emergency guide and effective insurance policy for all firms. Written by barrister Hugo Lodge, this handbook provides specialist guidance on how to comply...
  • Risk and Compliance Questions & Answers 2nd edition paperback cover – published by The Law Society

    Risk and Compliance Questions and Answers


    2nd edition

    31 March 2025

    £90.00
    2nd editionThe new second edition of Risk and Compliance Questions and Answers has been updated to incorporate the latest regulatory information and guidance from government, the SRA, LSAG and the...
  • Data Protection, Privacy and Information Law paperback cover – published by The Law Society

    Data Protection, Privacy and Information Law

    31 December 2024

    £120.00
    Data Protection, Privacy and Information Law A practical guide Information, and what we or others do with it, is widely regulated and is increasingly the subject of litigation and public and private...
  • SRA Investigations paperback cover – published by The Law Society

    SRA Investigations

    31 October 2024

    £80.00
    SRA Investigations is a comprehensive step-by-step guide to the law and practice relating to investigations by the SRA. From the initial decision to commence an investigation through to the...
  • Anti-Money Laundering Toolkit 4th edition paperback cover – published by The Law Society

    Anti-Money Laundering Toolkit


    4th edition

    30 September 2024

    £95.00
    4th editionThe first edition was cited by the SDT in the Dentons judgment as an authoritative source of market practice guidance. Lawyers are required to take steps to prevent money launderers and...
  • Conflicts, Confidentiality and Disclosure paperback cover – published by The Law Society

    Conflicts, Confidentiality and Disclosure

    31 August 2024

    £80.00
    Conflicts, Confidentiality and Disclosure Requirements, risks and remediesWritten in an easily accessible Q&A format, this book offers assistance to those regulated by the SRA or employed in...
  • The Solicitor’s Handbook 2024 paperback cover – published by The Law Society

    The Solicitor's Handbook 2024

    30 April 2024

    £135.00
    The Solicitor’s Handbook is a comprehensive and user-friendly guide to the common law and regulations governing the conduct of solicitors. The 2024 edition has been updated to take account of all the...
  • Cyber Security Toolkit 2nd Edition paperback cover – published by The Law Society

    Cyber Security Toolkit


    2nd edition

    31 October 2022

    £85.00
    2nd editionCyber security is a central issue for legal services providers, their insurers and regulators. This second edition of Cyber Security Toolkit has been fully revised and updated to cover...
  • The Solicitors Disciplinary Tribunal 2nd edition paperback cover – published by The Law Society

    The Solicitors Disciplinary Tribunal


    2nd edition

    31 May 2022

    £160.00
    The Solicitors Disciplinary Tribunal, 2nd edition Law and practice2nd editionThe Solicitors Disciplinary Tribunal (SDT) has the power to strike a solicitor’s name off the roll, suspend a solicitor...
  • UK General Data Protection Regulation book cover – published by The Law Society

    UK General Data Protection Regulation

    28 February 2022

    £85.00
    UK General Data Protection Regulation A guide to the lawThe UK General Data Protection Regulation (UK GDPR) together with the Data Protection Act 2018 regulate the processing of personal data in the...
  • Financial Crime: A Compliance Manual paperback cover – published by The Law Society

    Financial Crime

    30 September 2021

    £85.00
    Financial Crime A compliance manualComplying with financial crime legislation and regulation can be daunting and, if not done correctly, ineffective and costly. This book sets out the relevant...
  • olicitors and the Accounts Rules 4th Edition paperback cover – published by The Law Society

    Solicitors and the Accounts Rules


    4th edition

    31 August 2021

    £95.00
    Solicitors and the Accounts Rules, 4th edition A compliance handbook4th editionEvery firm of solicitors must ensure that they comply effectively with the SRA Accounts Rules. The fourth edition of...
  • Retained EU Law: A Practical Guide paperback cover – published by The Law Society

    Retained EU Law

    28 February 2021

    £100.00
    Retained EU Law A practical guideThis book is a practical guide to what retained EU law is and how it functions, illustrated with case studies and examples. It explains the key issues for...
  • COLPs Toolkit 3rd edition paperback + CD cover – published by The Law Society

    COLPs Toolkit


    3rd edition

    31 October 2020

    £85.00
    3rd editionEvery legal practice must have a compliance officer for legal practice (COLP). The COLPs Toolkit contains the essential checklists, forms, policies and other documentation that a COLP...
  • COFAs Toolkit 2nd edition paperback cover – published by The Law Society

    COFAs Toolkit


    2nd edition

    31 August 2020

    £85.00
    2nd editionEvery law firm is required to have a Compliance Officer for Finance and Administration (COFA). They have two key responsibilities: to ensure compliance with the SRA Accounts Rules...
  • Regulation and In-house Lawyers 2nd edition paperback cover – published by The Law Society

    Regulation and In-house Lawyers


    2nd edition

    29 February 2020

    £85.00
    Regulation and In-house Lawyers, 2nd edition A compliance guide2nd editionRegulation and In-House Lawyers is a resource for SRA regulated lawyers working in-house for organisations which are not...
  • Compliance and Ethics 2nd Edition paperback cover – published by The Law Society

    Compliance and Ethics in Law Firms


    2nd edition

    31 December 2019

    £80.00
    Compliance and Ethics in Law Firms, 2nd edition A guide for support staff and paralegals2nd editionCompliance and Ethics in Law Firms provides guidance on SRA regulations for non-lawyers working in...
  • Data Protection Toolkit 2nd Edition paperback cover – published by The Law Society

    Data Protection Toolkit


    2nd edition

    30 April 2019

    £85.00
    2nd editionProcessing personal data is fundamental to the work of legal businesses and is subject to both statutory and professional regulation. The Data Protection Toolkit, 2nd edition offers...
  • Solicitors and Money Laundering 4th edition paperback cover – published by The Law Society

    Solicitors and Money Laundering


    4th edition

    31 August 2018

    £90.00
    Solicitors and Money Laundering, 4th edition A compliance handbook4th editionThe fourth edition of this bestselling guide to money laundering compliance has been updated to take account of...