Regulation and compliance

SRA Standards and Regulations May 2025 edition Solicitors Regulation Authority The SRA Standards and Regulations is essential reading for all solicitors to ensure that they are complying with the rules set down by the Solicitors Regulation Authority...

Anti-Money Laundering Guidance for the Legal Sector April 2025 Legal Sector Affinity Group This guidance is essential reading for all legal practitioners to ensure good practice and compliance with the Money Laundering Regulations 2017 (as amended)...

  AVAILABLE TO PRE-ORDER This timely and essential book is an emergency guide and effective insurance policy for all firms. Written by barrister Hugo Lodge, this handbook provides specialist guidance on how to comply with financial sanctions regimes...

2nd editionThe new second edition of Risk and Compliance Questions and Answers has been updated to incorporate the latest regulatory information and guidance from government, the SRA, LSAG and the Law Society. Through a series of over 200 questions and...

Data Protection, Privacy and Information Law A practical guide NOW AVAILABLE Information, and what we or others do with it, is widely regulated and is increasingly the subject of litigation and public and private concern. Issues of data protection,...

SRA Investigations is a comprehensive step-by-step guide to the law and practice relating to investigations by the SRA. From the initial decision to commence an investigation through to the conclusion to close the investigation or take disciplinary or...

4th editionThe first edition was cited by the SDT in the Dentons judgment as an authoritative source of market practice guidance. Lawyers are required to take steps to prevent money launderers and terrorist financiers from making use of their services...

Conflicts, Confidentiality and Disclosure Requirements, risks and remediesWritten in an easily accessible Q&A format, this book offers assistance to those regulated by the SRA or employed in SRA-regulated firms. It gives insight into the risk...

The Solicitor’s Handbook is a comprehensive and user-friendly guide to the common law and regulations governing the conduct of solicitors. The 2024 edition has been updated to take account of all the key developments which have taken place since the...

Through a series of questions and answers, this book will assist solicitors employed by non-solicitor employers to understand and manage their regulatory and ethical duties. It provides expert advice on some of the most common issues that are likely to...

January 2024 editionThe SRA Standards and Regulations is essential reading for all solicitors to ensure that they are complying with the rules set down by the Solicitors Regulation Authority. Many of the standards and regulations have been updated since...

2nd editionCyber security is a central issue for legal services providers, their insurers and regulators. This second edition of Cyber Security Toolkit has been fully revised and updated to cover current cyber security threats and best practice...

The Solicitors Disciplinary Tribunal, 2nd edition Law and practice2nd editionThe Solicitors Disciplinary Tribunal (SDT) has the power to strike a solicitor’s name off the roll, suspend a solicitor from practice, fine or reprimand a solicitor or make such...

UK General Data Protection Regulation A guide to the lawThe UK General Data Protection Regulation (UK GDPR) together with the Data Protection Act 2018 regulate the processing of personal data in the UK, following its departure from the EU.This essential...

Financial Crime A compliance manualComplying with financial crime legislation and regulation can be daunting and, if not done correctly, ineffective and costly. This book sets out the relevant legislation and regulations, alongside practical guidance on...

Solicitors and the Accounts Rules, 4th edition A compliance handbook4th editionEvery firm of solicitors must ensure that they comply effectively with the SRA Accounts Rules. The fourth edition of Solicitors and the Accounts Rules has been extensively...

Retained EU Law A practical guideThis book is a practical guide to what retained EU law is and how it functions, illustrated with case studies and examples. It explains the key issues for practitioners in a clear and accessible way. This is essential...

3rd editionEvery legal practice must have a compliance officer for legal practice (COLP). The COLPs Toolkit contains the essential checklists, forms, policies and other documentation that a COLP needs to perform their role in a handy single volume. The...

2nd editionEvery law firm is required to have a Compliance Officer for Finance and Administration (COFA). They have two key responsibilities: to ensure compliance with the SRA Accounts Rules throughout the firm and; to ensure a prompt report is made to...

Compliance can be complicated and expensive. New risks emerge and rules change – and ignorance is no defence. This new and unique book is aimed at anyone tasked with assessing and addressing risk and compliance in their firm.   The book briefly explores...

Regulation and In-house Lawyers, 2nd edition A compliance guide2nd editionRegulation and In-House Lawyers is a resource for SRA regulated lawyers working in-house for organisations which are not authorised by the SRA. This second edition has been updated...

Compliance and Ethics in Law Firms, 2nd edition A guide for support staff and paralegals2nd editionCompliance and Ethics in Law Firms provides guidance on SRA regulations for non-lawyers working in law firms and for those who are responsible for ensuring...

2nd editionProcessing personal data is fundamental to the work of legal businesses and is subject to both statutory and professional regulation. The Data Protection Toolkit, 2nd edition offers updated advice on how to keep your practice compliant with...

Managing risk is a requirement of the SRA Handbook and quality schemes.Land law in England and Wales remains highly complex and contains many traps for the unwary. Claims against solicitors for negligence arising out of property transactions form...

Solicitors and Money Laundering, 4th edition A compliance handbook4th editionThe fourth edition of this bestselling guide to money laundering compliance has been updated to take account of significant developments in legislation and best practice...